Registration Recap: Compliance Officers Share Their Experiences

Summary

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CHICAGO (HedgeWorld.com) - As the deadline arrives for hedge funds to register with the Securities and Exchange Commission as investment advisers, four compliance officers and one fund consultant say they have found the process long at times, but altogether relatively painless.

In question-and-answer interviews that will appear in the February issue of HedgeWorld's electronic magazine, Accredited Investor, these hedge fund professionals recount their experience with registration and share the lessons they learned. Below is a summary of what they said.

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Extract

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Registration Recap: Compliance Officers Share Their Experiences

Starting the registration process as recently as October 2005 and as long ago as 2000, the consensus among the five individuals is that the most challenging and time-consuming aspects have been drafting their firms' compliance manuals and integrating compliance sof...

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